FINRA Fines Raymond James $17 Million For Systemic Anti-Money Laundering...
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Raymond James & Associates, Inc. (RJA) and Raymond James Financial Services, Inc. (RJFS), a total of $17...
View ArticleOpening Remarks By SEC Chair Mary Jo White Before The SEC Advisory Committee...
Good morning. Thank you, Sara and Steve. And thank you all for being here today. I want to respect the full agenda you have, and so will be brief in my remarks.read more...
View ArticleEuropean Council - Council Of The European Union: Markets In Financial...
On 18 May 2016, the Permanent Representatives Committee (Coreper) approved, on behalf of the Council, an agreement with the European Parliament on a one-year delay to new securities market rules.read...
View ArticleBetter Finance - The European Federation Of Investors And Financial Services...
The Joint Committee of the European Supervisory Authorities recently issued its proposal for regulatory technical standards (RTS) on Key Information Documents (KIDs) for Packaged Retail and...
View ArticleHong Kong's Securities And Futures Commission: Takeovers Panel Rules On...
The Takeovers and Mergers Panel (Takeovers Panel) today published its written decision setting out the reasons for its ruling that Alibaba Group Holding Limited (Alibaba Group) has breached the...
View ArticleSolactive Joins Forces With Sarasin & Partners LLP On The Sarasin...
Solactive AG is pleased to join forces with Sarasin & Partners LLP on Sarasin’s Systematic Efficient Approach Indices (SSEA Indices), a family of indices which seek to outperform the market - cap...
View ArticleNew York State Department Of Financial Services Announces Settlement With Two...
The New York State Department of Financial Services (DFS) announced today that it has entered into consent orders with two debt buyers, National Credit Adjusters, LLC (NCA) and Webcollex LLC (doing...
View ArticleEmirates NBD Signs Partnership Agreement With Hawkamah Institute For...
Emirates NBD, one of the leading banks in the region, has signed a partnership agreement with Hawkamah Institute for Corporate Governance to promote best practices of Corporate Governance in the UAE....
View ArticleBahamas International Securities Exchange Executive Speaks At The Caribbean...
BISX Chief Operating Officer, Holland Grant (2nd from right) with other panel discussion participantsread more...
View ArticleSemi - Annual Review Of ATHEX Index Series
ATHEX Index Series Advisory Committee approved today the following changes in the composition of the ATHEX Index Series, taking into consideration the results of the review for the period October 2015...
View ArticleIndexing Forum 2016 With SIX Swiss Exchange
SIX Swiss Exchange will take part in a panel discussion on smart beta at the Indexing Forum organized by "Finanz und Wirtschaft."read more...
View ArticleMinutes Of The Federal Open Market Committee, April 26-27, 2016
The Federal Reserve Board and the Federal Open Market Committee on Wednesday released the attached minutes of the Committee meeting held on April 26-27, 2016.read more...
View ArticleNYSE - Technical Issue Resolved
NYSE experienced a technical issue in one trading unit, which affected a subset of symbols listed on the NYSE Market Status website here. All open orders, including MOC and LOC orders, were cancelled....
View ArticleAutorité Des Marchés Financiers: Cyber Risks -...
Financial institutions operating in Québec are concerned about the cybersecurity threats facing them. They are adopting concrete measures to protect their operations while recognizing that further...
View ArticleCFTC Swaps Report Update
CFTC's Weekly Swaps Report has been updated, and is now available.read more...
View ArticleOptimal martingale transport between radially symmetric marginals in general...
We determine the optimal structure of couplings for the \emph{Martingale transport problem} between radially symmetric initial and terminal laws $\mu, \nu$ on $\R^d$ and show the uniqueness of...
View ArticleFar from equilibrium: Wealth reallocation in the United States....
Studies of wealth inequality often assume that an observed wealth distribution reflects a system in equilibrium. This constraint is rarely tested empirically. We introduce a simple model that allows...
View ArticleElections in Russia, 1991-2008. (arXiv:1605.05545v1 [q-fin.EC])
In this paper, I review the main trends in voting in national elections in Russia since 1991, discuss the evidence of manipulation or falsification by the authorities, and use statistical techniques to...
View ArticleCBOE Holdings Declares Second-Quarter 2016 Dividend
CBOE Holdings, Inc. (NASDAQ: CBOE) announced today that its Board of Directors has declared a quarterly cash dividend of $0.23 per share of common stock payable on June 17, 2016, to common stockholders...
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