SIFMA today submitted a comment letter to the Securities and Exchange Commission (SEC) on the National Market System (NMS) Plan for developing a Consolidated Audit Trail (CAT). The NMS Plan for the CAT was developed by a group of self-regulatory organizations (SROs) – the securities exchanges and FINRA – and the SROs submitted the NMS Plan to the SEC pursuant to Rule 613 under the SEC’s Regulation NMS.
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